Introduction
Second opinion refers to the
practice of a second physician evaluating the patient for the same medical
problem to give another opinion on the diagnosis or the proposed plan of care.
The patient, the physician or a third party payer such as a private insurance
company or the government may seek a second opinion. The patient may be
apprehensive about a suggested invasive procedure, or unhappy with the care
being provided. The primary physician may disagree with a consultant. A
consultant may seek another opinion in a complicated condition, or where the
patient is perceived as demanding or litigious. The prevalence of ‘second
opinion’ is difficult to determine accurately: often the patient may not let the
consulting physician know, for a variety of reasons, that a second opinion is
being sought and accurate data on referral source are rarely maintained. In USA,
increased patient education about their rights, high number of malpractice
lawsuits and lately cost containment issues have led to increased use of second
opinion programmes particularly for invasive procedures. Thus, improved quality
of care, cost containment and increased patient satisfaction are the major
reasons for establishing a second opinion programme.
Reasons for seeking a second opinion
We
performed a Medline search with ‘second opinion’ as the primary search field
restricted to all English language publications from 1987 to 1997 to review
published literature. The search yielded 19 references. Of these, we selected 17
representative articles for further review.
Concerns with the high number of coronary artery bypass graft (CABG)
surgeries in the US led Graboys and co-workers (1) to examine outcomes in 88
patients referred for a second opinion for CABG. The patient, his/ her primary
physician or an insurance carrier sought the second opinion. Based on published
guidelines from large multi-centre studies, 74 patients (84%) were advised to
defer surgery and continue medical management. Sixty of the 74 patients (81%)
elected to follow this advice. The patients were followed up for 28 months.
Patients who continued medical therapy as advised did not experience any adverse
outcomes as compared to those who opted for surgery. A review of the subsequent
Letters to the Editor showed that most concurred with the authors that a second
opinion was invaluable where surgery was contemplated. However, a few considered
the sample non-representative and therefore the results not generalisable.
(2,3,4,5) The same group carried out a second study in 1992 to evaluate
recommendations for coronary angiography in patients with angina.(6) They
reported on 171 patients who were recommended coronary angiography, and found
that almost 80% did not need it. At a mean follow up of 46.5 months, only 15.4%
ultimately underwent coronary bypass or angioplasty, showing that in the
majority of cases, angiography was either unnecessary or could be safely
postponed. As expected, this generated a storm of protest. (7,8,9,10,11) The
major contention was that the patient sample was not representative therefore
the results were invalid. Some felt that patients who seek second opinion are a
dissatisfied group for many reasons, and others expressed concern that the lay
press would focus on the conclusion and generate inflammatory and provocative
headlines. Influenced by such studies the insurance industry developed mandatory
second opinion programmes that hoped to avoid ‘unnecessary surgery’. Rosenberg
et al (12) assessed patients’ opinions about one such programme in New York in
1984. Patient responses were obtained by anonymous surveys and included
satisfaction with the second opinion programme. The patient’s report of advice
given was compared to what the consultant had actually advised. 83% of patients
found the programme beneficial. Apart from providing reassurance, the second
opinion helped them decide whether to have surgery and gave them an opportunity
to ask questions. In 12%, the advice reported by consultants did not match the
advice reported by their patients. These instances occurred mainly when the
patients felt that the consultant’s communication skill was less than optimal.
Also, discrepancy between what the patient heard and what the physician said
depended on the level of complexity of the advice. As expected, there was less
discrepancy when there was a simple complete agreement or disagreement with
previous advice. Discrepancy was greater when a complex advice incorporating
need for additional tests, a ‘wait and see’ approach, a different type of
surgery or medical management in place of surgery was recommended.
Reducing costs and unnecessary surgery
If cost
containment is the main reason for looking at elective surgery, then perhaps one
needs to scrutinise only those procedures that are very expensive or those that
are high volume. Barr and her colleagues (13) looked critically at the cost
-benefit ratio in 5,108 patients participating in a mandatory second surgical
opinion programme. They found that fewer than 10% of consultations did not
confirm the initial opinion. Most of the non-confirmation occurred for
procedures such as prostatectomy, breast or back surgery where there is
considerable disagreement among physicians about the optimal treatment for these
diseases. The cost benefit ratio was high for some expensive procedures such as
hysterectomy and back surgery but was negligible for other procedures such as
cataract or tonsil/ adenoid surgery. The authors recommended that mandatory
second opinion programmes be restricted to procedures that are very expensive or
may have serious health consequences.
Meyers (14) warned that although second opinion programmes were initiated to
improve quality of care or weed out ‘unnecessary’ surgery, of late, the emphasis
had shifted solely to cost containment. He pointed out quite rightly that there
was little research on long-term outcome for patients who defer or refuse a
surgery based on the second opinion. In a rush to contain costs, were we
sacrificing patient’s rights?
In a setting where invasive procedures are not an issue, second opinion is
still valuable, particularly for chronic diseases. Also, contrary to prevalent
opinion, patients with functional diseases shopping endlessly do not form the
bulk of such practice. This was the conclusion of Sutherland and colleagues who
looked at a university based gastroenterology clinic in Canada to study the
group characteristics of those who seek a second opinion (15). Only 7% of their
clinic population had come for a second opinion. Those seeking a second opinion
had more chronic disease, had spent more time in a hospital in the past year,
and perceived their health as poor. Sixty percent of patients felt dissatisfied
with the physician, either because they felt that the physician had not spent
enough time with them or that the physician had not answered all their
questions. Thirty percent of patients wanted to confirm the opinion given by the
first physician. The decision to seek a second opinion appeared to be
uninfluenced by family or friends. There was agreement between consultant and
referring physician on the diagnosis in the majority of cases. To the surprise
of the researchers, patients with functional disease were not preponderant.
The authors looked at the same clinic in 1992 (16), 5 years after their first
study and found an increased incidence of patients (16%) seeking a second
opinion. Those who perceived their health as poor, those who felt that their
health was under their control, and those who demanded to know all modalities of
available treatment were more likely to seek a second opinion. Commenting on the
cost-containment issue, the authors pointed out that when a patient does not
have to pay, as in the Canadian system where all patients get free care, second
opinion is likely to be patient driven. Even though the cost of evaluating these
second opinion patients was no different than the cost for those seeing the
gastroenterologist for the first time, the overall cost to the system would
increase with greater use of second opinion. Therefore the authors recommended
that if the Canadian system wanted to decrease the use of second opinion then
future studies of second opinion programmes should include comprehensive
measures of patient satisfaction to identify specific sources of dissatisfaction
and devise ways to address these issues.
Ability to change medical practice
Second
opinion programmes are capable of changing physician practice patterns through
education and not just through external pressure. This was the finding of a
study by Asaph et al (17) who retrospectively reviewed carotid endarterectsmy
(CEA) performed over a 22- month period in a community hospital. Of these 56%
were for asymptomatic patients with 37% having stenosis less than that
considered needing surgery according to guidelines based on a national study.
These findings and the guidelines were widely publicised in the hospital. This
prompted the hospital’s surgical department to develop internal criteria for
CEA, including a supporting second opinion from a disinterested vascular surgeon
or neurologist. In the following 21 months, there was a 36% reduction in CEA,
thus demonstrating a reduction in ‘unnecessary’ surgery.
Relevance in India
What relevance does second
opinion have for India? The prevalence of second opinion in India is unknown.
The frequent anecdotes of unnecessary and inappropriate care at all levels in
government and private practice settings suggest that such a programme would be
greatly beneficial. The primary beneficiaries would be the patients. The honest
and competent legitimising of physicians would also benefit from the their
recommendations by disinterested, qualified, personnel. Fear of scrutiny and
legal action may reduce unethical recommendations for tests and procedures.
Scarce resources of a government or charitable institution would be better
utilised. But who will initiate such a programme? The government has shown only
minimal interest in providing quality medical care to urban and rural poor. The
insurance industry may in future initiate such programmes if it finds that
escalating cost of medical care is outstripping its ability to recoup this cost
via insurance premiums. But the insurance industry is a very small player in
today’s medical scene. The majority of medical care in India is private
practice, which is mostly unregulated through inaction by the watchdog medical
councils. Only patients who pay for their medical care out of their own pockets
can demand and bring about change in physician behaviour.
References
1. Graboys TB, Headley A, Lown B et al:
Results of a second opinion prograrn for coronary artery bypass graft surgery
Journal of the American Medical Association 1987; 258: 1611-1614.
2. Renner
WF: A second opinion program for coronary artery bypass graft surgery. Letter to
the editor. Journal of the American Medical Association 1988; 259: 214.
3.
Fribourg S: A second opinion program for coronary artery bypass graft surgery.
Letter to the editor. Journal of the American Medical Association 1988; 259:
214.
4. Bogart DB: A second opinion program for coronary artery bypass graft
surgery. Letter to the editor. Journal of the American Medical Association 1988;
259: 214-215
5. Motz RO: A second opinion program for coronary artery bypass
graft surgery. Letter to the editor. Journal of the American Medical Association
1988; 259: 215.
6. Graboys TB, Biegelsen B, Lampert S et al: Results of a
second opinion trial among patients recommended for coronary angiography.
Journal of the American Medical Association 1992; 268: 2537-2540.
7. Folland
ED: Second opinion trial in patients recommended for coronary angiography.
Letters to the editor. Journal of the American Medical Association 1993; 269:
1503.
8. Bernstein SJ, Hilborne LH, Leape LL: Second opinion trial in
patients recommended for coronary angiography. Letters to the editor. Journal of
the American Medical Association 1993; 269: 1503.
9. Milchak MA: Second
opinion trial in patients recommended for coronary angiography. Letters to the
editor, Journal of the American Medical Association 1993; 269: 1504.
10.
Schneider JF: Second opinion trial in patients recommended for coronary
angiography. Letters to the editor. Journal of the American Medical Association
1993; 269: 1504.
11.Warfel BS: Second opinion trial in patients recommended
for coronary angiography. Letters to the editor. Journal of the American Medical
Association 1993; 269: 1504.
12. Rosenberg SN, Gorman SA, Snitzer S et al:
Patients’ reactions and physician patient communication in a mandatory second
opinion program. Medical Care 1989; 27: 466-477.
13.Barr JK, Schacter M,
Rosenberg SN et al: Procedure-specific costs and savings in a mandatory program
for second opinion on surgery. Quarterly Review Bulletin 1990; 16:
25-32.
14.Meyers AD: Second opinion programs: Time for another opinion?
Archives of Otolaryngology and Head and Neck Surgery 1991; 117: 474.
15.
Sutherland LR, Verhoef MJ: Patients who seek a second opinion: Are they
different from the typical referral? Journal of Clinical Gastroenterology 1989;
11: 308-313.
16.Sutherland LR, Verhoef MJ: Why do patients seek a second
opinion or alternative medicine? Journal of Clinical Gastroenterology 1994; 19:
194-197.
17.Asaph JW, Janoff K, Wayson K et al: Carotid endarterectomy in a
community hospital: a change in physicians' practice patterns.American Journal
of Surgery 1991; 161: 616-618.